Reliable investment advice is hard to come by. How do you know whom to turn to and whom to believe? How do you know how to steer clear of investment scams and fraud?
Securities industry professionals are required to register with provincial and territorial securities regulators where they do business. Their registration and good standing help reassure investors that the firms and individuals they deal with are properly qualified and that there are no disciplinary actions against them.
This site is designed to give investors like you insight into how regulation and registration help you to avoid investment scams and fraud and to help you choose an investment professional you can trust.
Our national registration search tool allows you to:
See current status
Search disciplinary actions
Locate advisers by province